本书利用美国政府的解密文件并借鉴相关的科研成果,考察冷战前期美国对拉美政策的几次重大调整。以美国国家安全和拉美地区经济发展之间的博弈关系为主线,揭示冷战时期美国对拉美政策的实质和美拉关系的规律性发展;采用比较分析的方法,呈现美国与苏联在西半球此消彼长的竞争关系;从国际、地区、国家三个层次,阐明冷战、拉美地区局势与美国对外政策之间的互动影响。
杜娟,1984年生人,河南许昌人。2005年从东北师范大学获得历史学学士学位。2007年、2010年先后从南开大学历史学院获得历史学硕士、博士学位。2010年7月至今,在中国社会科学院世界历史研究所工作。2012年10月至2013年8月,赴美国加州大学圣迭戈分校进行学术访问。主要学术领域:拉美国际关系史、拉美移民史、冷战史。出版译著1部,并在《世界历史》、《拉丁美洲研究》等核心期刊发表论文十余篇,部分成果被《新华文摘》和《人民论坛》全文或部分转载。
一 中文专著
复旦拉丁美洲研究室编:《拉美一些政党和组织对“游击中心论”的批判》。
洪国起、王晓德:《冲突与合作——美国与拉丁美洲关系的历史考察》,山西高校联合出版社1994年版。
洪育沂主编:《拉美国际关系史纲》,外语教学与研究出版社1996年版。
黄绍湘:《美国通史简编》,人民出版社1979年版。
李春辉、苏振兴、徐世澄主编:《拉丁美洲史稿》(下卷),商务印书馆2001年版。
刘陵、洪育沂主编:《国际关系史简编——半个世纪世界风云》,世界知识出版社1986年版。
刘绪贻主编:《美国通史(第5卷)——富兰克林·D.罗斯福时代1929—1945》,人民出版社2002年版。
刘绪贻主编:《美国通史(第6卷)——战后美国史1945—2000》,人民出版社2002年版。
徐世澄主编:《美国和拉丁美洲关系史》,社会科学文献出版社1995年版。
杨生茂、林静芬主编:《美国史论文选》,天津人民出版社1984年版。
余志森主编:《美国通史(第4卷)——崛起和扩张的年代1898—1929》,人民出版社2002年版。
二 中文译著
[苏]A.C.阿尼金等编:《外交史》第五卷(下),大连外国语学院俄语系翻译组译,三联书店1983年版。
[美]达莱克:《罗斯福与美国对外政策》(上册),伊伟等译,商务印书馆1984年版。
[美]戴维·霍罗威茨:《美国冷战时期的外交政策——从雅尔塔到越南》,上海市“五·七”干校六连翻译组译,上海人民出版社1974年版。
[英]克托·布尔默-托马斯:《独立以来拉丁美洲的经济发展》,张凡、吴洪英、韩琦译,中国经济出版社1995年版。
[美]拉特利夫:《拉丁美洲的卡斯特罗主义和共产主义(1959—1976)马列主义经验的几种类型》,王槐挺译,商务印书馆1979年版。
[英]莱斯利·贝瑟尔主编:《剑桥拉丁美洲史》第六卷下,中国社会科学院拉丁美洲研究所组译,当代世界出版社2001年版。
[英]莱斯利·贝瑟尔主编:《剑桥拉丁美洲史》第七卷,中国社会科学院拉丁美洲研究所组译,经济管理出版社1996年版。
[美]雷迅马:《作为意识形态的现代化:社会科学与美国对第三世界的政策》,牛可译,中央编译出版社2003年版。
[美]马克斯威尔·D.泰勒:《音调不定的号角》,北京编译社译,世界知识出版社1963年版。
[美]利昂·古雷、莫利斯·罗森堡:《苏联对拉丁美洲的渗透》,上海译文出版社1979年版。
美国全国计划协会研究报告:《影响彼此经济关系的美国和拉丁美洲政策》,郭协译,世界知识出版社1962年版。
[美]沙伊贝等:《近百年美国经济史》,彭松建译,中国社会科学出版社1983年版。
[美]斯帕尼尔:《第二次世界大战后美国的外交政策》,段若石译,商务印书馆1992年版。
[美]托马斯·帕特森:《美国外交政策》(下册),李庆余译,中国社会科学出版社1989年版。
[美]威廉·麦克尼尔:《美国、英国和俄国:它们的合作和冲突》,叶佐译,上海译文出版社1979年版。
[美]西奥多·索伦森:《肯尼迪》,复旦大学世界经济研究所译,上海译文出版社1981年版。
[美]新墨西哥大学泛美事务学院:《第二次世界大战后拉丁美洲的政治发展》,北京编译社译,世界知识出版社1961年版。
[美]詹姆士·西伯奇:《苏联出现在拉丁美洲》,辛华季译,三联书店1976年版。
三 中文论文
戴超武:《肯尼迪—约翰逊时期的外交与第三世界》,《美国研究》2006年第2期。
顾志宏:《苏联向拉丁美洲扩张渗透的手法》,《俄罗斯中亚东欧研究》1982年第5期。
郭拥军:《泛美危机与争取进步联盟的形成》,《拉丁美洲研究》2003年第2期。
郭拥军:《试论冷战时期美国对拉美的经济援助》,《拉丁美洲研究》2002年第3期。
何时:《苏联—拉丁美洲经济关系剖析》,《俄罗斯中亚东欧研究》1985年第3期。
江时学:《拉美左派的变迁:从卡斯特罗到查韦斯》,《人民论坛》2007年第5期。
刘国柱:《从“第四点计划”到和平队——美国对发展中国家援助理论与实践的转变》,《史学月刊》2005年第8期。
刘国柱:《和平队和肯尼迪政府的冷战战略》,《南开学报》(哲学社会科学版)2001年第5期。
刘纪新:《拉美左派的现状与发展趋势》,《拉丁美洲研究》2004年第5期。
梁志:《经济增长论与美国对外援助》,《美国研究》2009年第1期。
任淑艳:《战后拉美国家对美国强权政治的冲击》,《拉丁美洲研究》1994年第3期。
王伟:《肯尼迪政府初期的美国对古巴政策探微》,《西南大学学报》(社会科学版)2007年第4期。
王晓德:《试论战后美国对拉美政策的几个特征》,《历史教学》1992年第5期。
徐世澄:《拉丁美洲左派》,《拉丁美洲研究》2004年第5期。
袁东振、张全义:《美国中央情报局对拉美国家事务的干预》,《拉丁美洲研究》2001年第4期。
张红路:《肯尼迪的“争取进步联盟”》,《拉丁美洲研究》1987年第2期。
四 英文档案文献
(一)美国政府解密文件和公开文件
1.网络数据库
(1)Digital National Security Archive,ProQuest Information and Learning Company.(DNSA被誉为“除美国政府之外,当代国家安全解密信息的最大收集库”,是ProQuest公司开发的数据库。其特点是将文件分类收集,现已有22个专题的完整收藏,其中关于“美国军事使用外层空间”这一主题的文件700余份,约15000页。)
(2)Declassified Documents Reference System,Farmington Hills,Mich.:Gale Group,2003.(DDRS是美国Gale公司开发的数据库,其中的解密外交文件来自白宫、中央情报局、联邦调查局、国务院等处,共计约75000份文件,465000页。)
2.美国政府出版物
(1)《美国对外关系文件》(Foreign Relations of the United States)
FRUS,1948,Vol.Ⅸ,The Western Hemisphere,Government Printing Office,1972.
FRUS,1950,Vol.Ⅰ,National Security Affairs; Foreign Economic Policy,Government Printing Office,1977.
FRUS,1950,Vol.Ⅱ,The United Nations; The Western Hemisphere,Government Printing Office,1976.
FRUS,1951,Vol.Ⅱ,The United Nations; The Western Hemisphere,Government Printing Office,1979.
FRUS,1952-1954,Vol.Ⅰ,General:Economic and Political Matters,Government Printing Office,1983.
FRUS,1952-1954.Vol.Ⅱ,National Security Affairs,Government Printing Office,1984.
FRUS,1952-1954,Vol.Ⅳ,The American Republics,Government Printing Office,1983.
FRUS,1955-1957,Vol.Ⅵ,The American Republics,Multilateral; Mexico; Caribbean,Government Printing Office,1987.
FRUS,1955-1957,Vol.ⅪⅩ,National Security Policy,Government Printing Office,1990.
FRUS,1958-1960,Vol.Ⅲ,National Security Policy,Government Printing Office,1996.
FRUS,1958-1960,Vol.Ⅴ,American Repubilcs,Government Printing Office,1991.
FRUS,1961-1963,Vol.Ⅻ,American Republics,Government Printing Office,1996.
(2)U.S.Senate Committee on Foreign Relations,Hearings on the Mutual Security Acts,1959,Washington:Government Printing Office,1959; U.S.Senate Committee on Foreign Relations,Hearings on the Mutual Security Acts,1960,Washington:Government Printing Office,1960.
(3)《美国国务院公报》,The Department of State bulletin,Vol.28-31,43.
3.美国政府官方网站提供的档案
(1)《美国对外关系文件》(Foreign Relations of the United States)
FRUS,1961-1963,Vol.Ⅷ,National Security Policy,Government Printing Office,1996.
(http://www.state.gov/r/pa/ho/frus/kennedyjf/viii/index.htm)
FRUS,1964-1968,Vol.Ⅹ,National Security Policy,Government Printing Office,2004.
(http://www.state.gov/r/pa/ho/frus/johnsonlb/x/index.htm)
FRUS,1964-1968,Vol.ⅩⅩⅪ,Central and South America; Mexico,Government Printing Office,2004.
(http://www.state.gov/r/pa/ho/frus/johnsonlb/xxxi/index.htm)
(2)美国总统图书馆
杜鲁门图书馆,http://www.trumanlibrary.org/photos/avphoto.htm.
艾森豪威尔图书馆,http://www.eisenhower.archives.gov/.
Ann Whitman File,Dwight D.Eisenhower Papers,Dwight D.Eisenhower Library,Abilene,Kansas.
U.S President's Committee on International Information Activities(Sprague Committee).Dwight D.Eisenhower Library,Abilene,Kansas.
White House Office of the Special Assistant for National Security Affairs.Dwight D.Eisenhower Library,Abilene,Kansas.
White House Office of the Staff Secretary.Dwight D.Eisenhower Library,Abilene,Kansas.
White House Official Files.Dwight D.Eisenhower Library,Abilene,Kansas.
肯尼迪图书馆,http://www.jfklibrary.org/.
约翰逊图书馆,http://www.lbjlib.utexas.edu/.
(3)《美国总统公开文件集》
Public Papers of the Presidents of the United States,United States Government Printing Office,available at:http://www.presidency.ucsb.edu/ws/.提供从1789年到2005年,美国历届总统的国情咨文、预算报告、就职演说、新闻发布等公开文件的全文本。
(4)中央情报局
(a)情报研究中心,http://www.cia.gov/cia/siteindex.html # Pubs。
(b)国家情报评估委员会,http://www.dni.gov/nic/NIC _ home.html。
4.美国独立研究机构网站提供的解密文件
(1)美国科学家联盟(FAS)是一个建立于1945年的非营利组织,其创始人都是美国曼哈顿工程的成员。FAS是倡导终止世界范围内的军备竞赛并避免核战争爆发的知名组织,其职责之一就是将美国政府的各类政府机密文件整理上网,以起到监督政府、警示世人的作用。在美国科学家联盟的网站上(http://fas.org/spp/civil/russia/ pol_ docs.htm),几乎可以找到美国历届政府全部解密的总统指令文件。
(2)乔治·华盛顿大学国家安全档案,http://www.gwu.edu/-nsarchiv/。
The Death of Che Guevara:Declassified,National Security Archive,available at:http://www.gwu.edu/-nsarchiv/NSAEBB/NSAEBB5/index.html; Che Guevara's Hair Auctioned off,National Security Archive,available at:http://www.gwu.edu/-nsarchiv/NSAEBB/NSAEBB232/ index.htm.
Kennedy Sought Dialogue with Cuba,National Security Archive,available at:http://www.gwu.edu/-nsarchiv/NSAEBB/NSAEBB103/ index.htm.
5.缩微胶片
Microfilm:The John F.Kennedy National Security Files,1961-1963,USSR and Eastern Europe First Supplement,Reel 3.(华东师范大学国际冷战史研究中心缩微胶片)
(二)网络参考资源
1.JSTOR数据库:是一个收集学术期刊的在线系统。它提供了对发表在数百本知名学术期刊上的文章的电子版全文搜索。这些学术期刊最早可以追溯到1665年。
2.EBSCOhost系列数据库:当今全世界最大的多学科学术期刊全文数据库。专为研究机构所设计,提供丰富的学术全文期刊资源。这个数据库提供了4455种学术期刊的全文;其中100多种全文期刊回溯到1975年或更早;大多数期刊有PDF格式的全文。
3.Academic Research Library学术研究数据库:本数据库为综合性学术期刊数据库,其中1955种是全文期刊(内含全文延期上网期刊477种),包括SCI收录的核心全文刊174种,SSCI收录的核心全文刊424种类。
4.PQDD博硕士论文数据库(全文和文摘):PQDD收集有170万篇国外高校博硕士论文的文摘索引及近10万篇全文。
5.NetLibrary电子图书:它整合了来自350多家出版机构的5万多册电子图书,其中大部分内容是针对大学及以上读者层的。
(三)自传、回忆录、公开出版文件
Burr,Robert N.and Hussey,Roland D.Documents on inter-American cooperation,Vol.2.Philadelphia:University of Pennsylvania Press,1955.
Council on Foreign Relations,American Foreign Policy:Current Documents,1957,Washington,D.C.:Department of State,1986.
Debray,Régis.Revolution in the revolution? Armed struggle and political Struggle in Latin America,New York:MR Press,1967.
Debray,Régis.The Long March in Latin America:Guerrilla Movements,Theory and Practice.Ann Arbor,Mich.:Radical Education Project,1974.
Eisenhower,Dwight D.,Eisenhower Diaries,New York:Norton,1981.
Eisenhower,Dwight D.,Waging Peace,1956-1961,Garden City,N.Y.:Doubleday,1965.
Eisenhower,Milton Stover.The Wine is Bitter:The United States and Latin America.Garden City,N.Y.:Doubleday,1963.
Griffin,Charles C.,“Welles to Roosevelt:A Memorandum on Inter-American Relations,1933”,The Hispanic American Historical Review,Vol.34,No.2(May,1954),pp.190-192.Guevara,Ernesto Che,Che Guevara Speaks,New York:Pathfinder,2000.Guevara,Ernesto Che,Guerrilla Warfare,New York:Monthly Review Pr.,1961.
Guevara,Ernesto Che,“Guerrilla Warfare:A Method”,Cuba Socialista,Vol.3,No.25(September 1963),pp.1-17.
Guevara,Ernesto Che.La Guerra de Guerrillas.Havana:Ediciones Minfar,1960.
Kennan,George F.,Memoirs,1925-1950,Boston:Little,Brown and Co.,1967.
Papers of the Presidents of the United States,Containing the Public Messages,Speeches,and Statements of the President,Washington:Govt.Print.Office,1963.
United States Congress Senate,Alleged Assassination Plots Involving Foreign Leaders,New York:Norton,1976.
《国际条约集》(1945—1947),世界知识出版社1959年版。《国际条约集》(1948—1949),世界知识出版社1959年版。
[美]德怀特·D.艾森豪威尔:《艾森豪威尔回忆录:白宫岁月缔造和平:1956—1961年》,静海译,三联书店1977年版。
[美]富兰克林·罗斯福:《罗斯福选集》,关在汉编译,商务印书馆1982年版。
[美]哈里·杜鲁门:《杜鲁门回忆录》第二卷,李石译,三联书店1974年版。
[苏]赫鲁晓夫:《赫鲁晓夫回忆录》,张黛云等译,东方出版社1988年版。
[古]切·格瓦拉:《游击战》,上海复旦大学历史系拉丁美洲研究室、上海外国语学院西班牙语教研组译,上海人民出版社1975年版。
[美]小阿瑟·施莱辛格:《一千天:约翰·肯尼迪在白宫》,仲宜译,三联书店1981年版。
五 英文专著
Allen,Robert Loring,Soviet Influence in Latin America:The Role of Economic Relations,Published in Cooperation with the Woodrow Wilson Dept.of Foreign Affair,University of Virginia,Washington:Public Affairs Press,1959.
Ambrose,Stephen E.,Eisenhower:The President.New York:Simon and Schuster,1984.
Amin,Julius A.,The Peace Corps in Cameroon,Kent,Ohio:Kent State University Press,1992.
Anand,Vijay Kumar,Insurgency and Counter Insurgency:A Study of Modern Guerilla Warfare,New Delhi:Deep&Deep Publications,1981.
Ashabranner,Brent,A Moment in History:The First Ten Years of the Peace Corps,Garden City,N.Y.:Doubleday&Co.,1971.
Atkins,G.Pope,Latin America in the International Political System,Boulder,Colo.:Westview Press,1995.
Atkins,G.,Pope and Wilson,Larman C.,The United States and the Trujillo regime,New Brunswick,N.J.:Rutgers University Press,1972.
Barber,Willard F.,and Ronning,C.Neale,Internal Security and Military Power:Counterinsurgency and Civic Action in Latin America,Columbus:Ohio State University Press,1966.
Beckett,I.F.W.,Modern Insurgencies and Counter Insurgencies:Guerrillas and Their Opponents since 1750,London; New York:Routledge,2001.
Birtle,Andrew James,U.S.,Army Counterinsurgency and Contingency Operations Doctrine,1860-1941,Washington,D.C.:Center of Military History,United States Army,1998.
Blum,William,The CIA,A Forgotten History:US Global Interventions since World War 2,London:Atlantic Highlands,N.J.:Zed Books,1986.
Cable,Larry E.,Conflict of Myths:The Development of American Counterinsurgency Doctrine and the Vietnam War,New York:New York U-niversity Press,1986.
Chang,Laurence.and Kornbluh,Peter.eds.,The Cuban Missile Crisis,1962:A National Security Archive Documents Reader,New York:The New Press,1992.
Clissold,Stephen.ed.,Soviet Relations with Latin America 1918-68:A Documentary Survey,London,Oxford University Press for the Royal Institute of International Affairs,1970.
Cohen,Eliot A.,Commandos and Politicians:Elite Military Units in Modern Democracies,Cambridge,Mass.:Center for International Affairs,Harvard University,1978.
Connell-Smith,Gordon.The Inter-American System,London:Oxford U.P.,1966.
Connell-Smith,Gordon.The United States and Latin America:An Historical Analysis of Inter-American Relations,London:Heinemann Educational,1974.
Dell,Sidney.The Inter-American Development Bank:A Study in Development Financing,New York:Praeger,1972.
Dozer,Donald M.ed.,Are We Good Neighbors? Florida,University of Florida Press,1959.
Durham,William H.,Scarcity and Survival in Central America:Ecological Origins of the Soccer War,Stanford,California:Stanford University Press,1979.
Fauriol,Geogres.ed.,Latin American Insurgencies,Washington,DC:The Georgetown University Center for Strategic&International Studies and the National Defense University:For sale by U.S.G.P.O.,1985.
Garraty,John A.,and Divine,Robert A.eds.,Twentieth-century A-merica; Contemporary Documents and Opinions,Boston:Little Brown&Company,1968.
Gill,Lesley.The School of the Americas:Military Training and Political Violence in the Americas,Durham:Duke University Press,2004.
Gleijeses,Piero,The Dominican crisis:The 1965 Constitutionalist Revolt and American Intervention,Baltimore:John Hopkins University Press,1978.
Goodwin,Richard N.,Remembering America:A Voice from the Sixties,Boston:Little,Brown,1988.
Gueerant,Edward O.,Rossevelt's Good Neighbor Policy,Albuquerque:University of New Mexico Press,1950.
Gurtov,Melvin,The United States against the Third World:Antinationalism and Intervention,New York:Praeger,1974.
Harrison,Lawrence E.,Underdevelopment is a State of Mind:The Latin American Case,Lanham,MD:Center for International Affairs,Harvard University and University Press of America,1985.
Herring,George C.,From Colony to Superpower:U.S.Foreign Relations since 1776,Oxford:Oxford University Press,2008.
Hilsman,Roger,To Move a Nation:The Politics of Foreign Policy in the Administration of John F.Kennedy,New York,Garden City,N.Y.:Dell Publishing Co.,Inc:Doubleday,1967.
Hoffman,Elizabeth Cobbs,All You Need is Love:The Peace Corps and the Spirit of the 1960s,Cambridge,Mass.:Harvard University Press,1998.
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七西班牙语文献
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